License maintenance and annual review

Hong Kong Securities and Futures Commission license 2026-08-13

Hong Kong 149 license combination boxing：1、4、The synergy effect of No. 9 plate and the expansion of cross-border asset management business

from 1、4、Number 9 border、RO allocation to annual review maintenance and cross-border asset management extension，Quickly determine whether the 149 combination is suitable for your business，Reduce the risk of unlicensed operations and inquiries，Get compliance solutions now。

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Compliance and Anti-Money Laundering(AML) 2026-08-13

Hong Kong Financial Compliance Calendar 2026：Annual review of various licenses、Qualification renewal and financial report submission nodes

Sort out Hong Kong SFC by Q1-Q4、MSO、Annual Review of Insurance Brokers and Money Lenders Licenses、Renew、Financial reporting and AML nodes，Reduce the risk of replacement parts and overdue items，Get list

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Overseas funds and securities 2026-08-13

UK FCA Investment Company Prudential Requirements：IFPR Capital、CASS and client money rules

依据FCA现行IFPR及MIFIDPRU规则，按业务权限评估永久最低资本、固定间接费用和适用K因子，并梳理CASS客户资金隔离、对账与银行确认文件要求。

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Hong Kong Securities and Futures Commission license 2026-07-21

Hong Kong SFC Licensed Institutions FRR (Financial Resource Rules) Declaration Guide：Liquid capital calculation and red line warning

This article comprehensively analyzes the FRR declaration logic of Hong Kong SFC licensed institutions，Override liquid capital calculation formula、Common deductions、red line threshold、Monthly reporting rhythm and early warning mechanism，Help the team establish an implementable continuous compliance system。

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Hong Kong Securities and Futures Commission license 2026-07-19

Analysis of Hong Kong SFC No. 9 plate application case：team、Capital and review inquiries

Mainland asset management institutions apply for Hong Kong SFC license number 9，Can it be completed in 9 months? This article combines practical cases，Disassembly timeline、RO arrangement、Material Points and High Frequency Risks，Give executable path。

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Hong Kong MSO License 2026-07-13

Hong Kong MSO license application fee details：Register from company、Full breakdown of hidden costs from capital verification to license acquisition

How much does a Hong Kong MSO license cost? This article breaks down the explicit and implicit costs according to the whole process of "registration-capital verification-application-getting a license-maintenance"，Attached is a budget model and pitfall avoidance suggestions.。

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Hong Kong Money Lenders License 2026-07-11

Physical venue requirements for money lenders license in Hong Kong：Occupancy certificate、Owner’s consent letter and site selection proposal

Suitable for companies entering Hong Kong’s lending business for the first time，Verify the occupation certificate before applying、Landlord Consent and Tenancy Purpose，Unified address and authorization documents，Reduce the risk of replacement parts and annual review，Get site pre-qualification plan now

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Hong Kong Securities and Futures Commission license 2026-07-05

Hong Kong Securities and Futures Commission SFC No. 1/4/9 license application：Match the asset management company’s compliance structure with the person in charge of the RO

Dismantling the business boundaries of No. 1/4/9 license、RO evidence chain、Three lines of defense and SFC inquiry focus，Help the asset management team conduct self-examination before application，Reduce the risk of delays in replacement parts，Get the plan now。

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Forex and CFD License 2026-07-03

How to start a foreign exchange white label platform? Achieve credit enhancement for basic business through FinaCom membership and offshore license

How to start a foreign exchange white label platform at a low cost? This article breaks down the combination strategy of FinaCom membership and offshore licenses，Help new teams build trust and endorsement、Control compliance risks and achieve stable customer acquisition。

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Hong Kong Securities and Futures Commission license 2026-06-27

What is the difference between Hong Kong SFC No. 1 and No. 4 plates? Guidance on Capital Requirements and Business Boundaries

Not sure if I should apply for No. 1 plate、Number 4 or double card? Clarify transaction execution first、investment advice、RO configuration、Capital Budget vs. 12-18 Month Maintenance Costs，Avoid operating beyond scope，Obtain compliance implementation plan。

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